FrontLine Compliance President to Offer Valuable Guidance to Mutual Funds at ICI Conference
Former SEC and FINRA regulator to address audience of mutual fund executives on meeting compliance challenges in a tough environment
Alexandria, VA (PRWEB) May 5, 2009 -- Amy Lynch, president and founder of FrontLine Compliance, LLC will provide timely and strategic advice to her audience at the upcoming ICI Mutual Fund Compliance Programs Conference, held in conjunction with the ICI General Membership Meeting, on May 7-8, 2009 at the Marriott Wardman Park Hotel in Washington, DC. Lynch, a former SEC and FINRA regulator, will be a featured speaker on the challenges facing chief compliance officers in a difficult economic environment.
Lynch will participate in two panel sessions during the conference and help lead crucial dialogue for chief compliance officers dealing with limited resources. "Already faced with increasing regulatory demands, many chief compliance officers of funds and advisers must now meet their objectives with smaller budgets and less compliance staff," comments Lynch, also a former director of compliance and chief compliance officer. "My speaking sessions will offer attendees creative and meaningful ways to keep up with their compliance responsibilities, such as using outsourcing to reduce costs while achieving desired results."
Selected as a speaker for her industry and regulatory experience, Lynch will draw on her vast experience with mutual fund compliance matters. She has been recognized as an expert on a number of high profile regulatory issues and previously supervised and coordinated programs for the SEC, FINRA, and other regulatory agency staff.
FrontLine Compliance, LLC is a regulatory compliance consulting firm of former high-level regulatory insiders offering customized services to broker-dealers, investment advisers, investment companies, hedge funds, and insurance company affiliates. Staffed by former SEC and FINRA regulators, and chief compliance officers, FrontLine Compliance provides the kind of industry knowledge, experience and expertise on regulatory issues only available from well-seasoned insiders. For more information about the consulting firm, please visit www.frontlinecompliance.com.
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